Applying ICTs to Public Participation in Enhancing the Urban Environment

Giovanna Anselmi, ENEA and Ugo Mocci, ICT


Issue: The possibility of combining active public participation with the interactive communications that is enabled by the Internet can be exploited to create a city monitoring system enabling public feedback on services and participation in monitoring urban areas, thus integrating the existing monitoring mechanisms and improving the efficiency of the city’s public services.

Relevance: The implementation of web-based interactive systems can complement a range of strategies and enable better knowledge to be obtained of the city’s problems, improve the efficiency of public services, inculcate greater public respect for the environment, stimulate wider participation in local democracy and foster social cohesion.


The views expressed here are the author’s and do not necessarily reflect those of the European Commission.


Introduction

Applications at local level of ICTs such as the Internet mainly focus on to providing solutions to citizens’ individual needs, for instance to provide access to general and specific information, administrative applications, newsletter services, etc. However, their use can readily be extended to provide local authorities with incident reports about inefficiencies and other difficulties occurring in urban areas. Various sorts of Web-based systems and applications are being developed to facilitate interaction between citizens, local government and public services. These are mostly aimed at making general interest information and administrative applications available on the Web at all times, send local alerts to registered groups, managing citizens’ complaints, etc. A number of European Projects (e.g. TELECITIES: http://www.telecities.org/; MAJORCITIES: http://www.majorcities.org) are actively developing systems to improve interaction between the local authorities and consumers and citizens and to encourage the provision of innovative services to citizens.

In addition to addressing citizens’ individual needs, local authorities are also concerned with the difficulty of maintaining or improving the quality of the environment and of collective public services. These difficulties are often exacerbated by factors such as rapid urbanization, loss of identity of towns and cities, worsening public behaviour, difficulties integrating ethnic groups, etc. (and all these difficulties are expected to worsen in the future as demographic forecasts indicate that probably 70-80% of humanity will live in a few dozen conurbations by 2030-2050). In this respect the short-term policy taken by the authorities includes administrative and organizational measures, e.g. setting up agencies responsible for monitoring the quality of public services, adopting more flexible rules for the management and administration of city service companies, training auxiliary personnel appointed to specific functions (overseeing parks, gardens, bus lanes, etc.), promoting special "city cleaning days" devoted to gathering and removing abandoned objects, and others.

None of the measures mentioned above is likely to be able to offer a definitive solution (e.g. the efficiency of public services is limited by the difficulty of creating a true services market with multiple competing enterprises; the recruitment of additional staff, although possibly effective in the short term, can result in a costly and less flexible solution in the medium-to-long term, etc.). Although measures of this kind confirm the existence of the problems and the willingness of the bodies responsible to address them, to be successful local authorities’ efforts need to be complemented by further intervention strategies aiming at bringing cities and their inhabitants closer together. In this context ICTs can be seen as a reliable means of intervention so to make citizens central players in city monitoring and at the same time actually change public behaviour and improve the operational chains used to deliver public services.

Although various sorts of Web-based systems and applications are being developed to facilitate interaction between citizens, local government and public services, these are mostly aimed at making general interest information and administrative applications available on the Web

Public participation in monitoring the urban environment

In many countries the role of public participation is recognized as being central to improving the quality of life in cities (Box 1). However it has been noted (World Markets Research Centre, 2001) that initiatives involving citizens are often characterized by an educational approach towards citizens, i.e. seeking to educate and inform them, but ignoring the possibility that individuals like to play an active role in monitoring city life and the quality of public services. This observation explains why to date there have been no effective plans to coordinate and utilize citizens’ efforts for monitoring the status of cities as a whole. Currently, members of the public contribute to monitoring their town or city by sending letters to newspapers or to the authorities. Newspapers, other media and associations regularly receive citizens’ complaints and sometimes act as channels for them. In spite of this, the actual impact these complaints have on the quality of the public services is often quite limited. There is a relative lack of confidence and limited channels for direct intervention by the citizens. There are a number of factors accounting for this poor performance:

Many of the limitations described above could be overcome by the web-based interactive systems in various areas of city life.

Currently, sending letters to newspapers or to the authorities is the main channel by which members of the public can contribute to monitoring their town or city. However, this traditional approach has a number of drawbacks

Box 1. Experiences of citizens’ participation in urban government and city monitoring

The interest of municipal authorities in encouraging public participation in the information, consultation and decision-making processes concerning city development (proposals for the Public Administration, institution of tables for negotiation and resolution of conflicts, dissemination of information on urban development and environmental quality, etc.) is far from widespread. Nevertheless, useful experience has been obtained from trials based on a variety of different approaches. A range of pilot schemes, such as "Urban Centres" in USA and "Architectural Centres" in UK, an initiative by the Vienna local government (http://www.wien.gv.at/: traffic, priority of public transportation, urban expansion, Yppenplatz qualification), the "Participation Project" involving more than 50 municipalities in Finland, etc. offer examples of "Interactive information", in which the information is given in a context where the way to achieve feedback is already envisaged (information desks, websites, activity weeks, road shows, etc.). The Oregon Model in the USA and other trials in Canada, New Zealand, Northern Europe are examples of a more comprehensive approach. In this approach the aim is to build up "Community visioning", i.e. a system of objectives strategies and actions able to steer community development. Planning for real (NIF, England), European Awareness Scenario Workshop (DG XIII EC), Annual Democratic Plan (Arun, UK) are some examples of "Urban Scale Design", in which the Community Visioning is applied to building restoration, popular housing and use of public space.

To manage citizen participation various different groups of people are involved (the population as a whole, representative groups, private and public institutions) and sometimes permanent structures are established, such as those in Newcastle (Community Planning and Democratic Renewal http://www.newcastle.gov.uk/default.htm;) and in Rome (USPEL- Special Office for Citizens’ Participation and District Laboratories http://www.comune.roma.it/uspel/).

All the above approaches to citizen participation cover different phases of the consultation and decision-making processes. Much more limited are the cases of citizen participation in monitoring and control of the environment and public service activities such as cleaning rivers or parks, removing illegal posters, waste reduction, etc.). Greater stimulus and efforts are required in this area to adopt new organizational approaches and develop new supporting tools (e.g. CitySensor systems —See Box 2).

The implementation of web-based interactive systems for city monitoring

The implementation of "digital cities" is creating a new opportunity to give citizens a central role in city life. The presence of hundreds of thousands of citizens and the diffusion of public Internet access points and privately owned PCs or other devices suitable for network operations distributed all over the city constitute a solid basis for developing powerful integrated web-based systems which may be used to monitor towns and cities effectively.

The presence of hundreds of thousands of citizens and the diffusion of public Internet access points and privately owned PCs or other devices suitable for network operations distributed all over the city constitute a solid basis for developing powerful integrated web-based systems

The traditional means of communication used by citizens (phone calls, faxes, letters and e-mails), which require human interaction and interpretation, do not allow automatic delivery and processing of the messages, highlighting the kind of barrier that needs to be overcome. Even following a simple and effective approach the most relevant events occurring in the towns can be classified and described in appropriate forms made available on the web.

The traditional means of communication used by citizens (phone calls, faxes, letters and e-mails), which require human interaction and interpretation, do not allow automatic delivery and processing of the messages or the subsequent generation of statistics and reports

Whenever citizens observe hazards, breakdowns or other problems in the city environment or public services, they can access the dedicated web site and with the help of intelligent wizard-style procedures can report the location, time and type of the incident using the appropriate form. The formatted messages generated by the public and by the system could then be channelled to the website database, where they can be automatically verified and processed. Systems of this type can provide a complementary approach which may be used by local authorities to improve services and the quality of the urban environment. A citizen-centred city monitoring and control system can allow benefits of various kinds.

Citizen-centred interactive web-based systems can enable real-time monitoring of the urban environment and public services. Citizens’ messages can be routed in batches to the relevant department or service provider for action and the responses to the incidents raised can be published on the web where citizens can monitor progress

Examples of some of the direct benefits of systems of the type described here include their role as a system for the real-time monitoring of the urban environment and public services. For instance, in the CitySensor (See Box 2.) system citizens’ messages are routed in batches to the relevant department or service provider for action and the responses to the incidents raised can be published on the web where citizens can monitor progress until the problem is finally solved. The automatic collection and storage of citizens’ messages in one special-purpose centre can allow accurate maps and statistics to be built up both of incidents and the way they are handled by the public service companies, and thereby improve the quality of the information on city problems and highlight any needs to reorganize services. Moreover, the web site hosting the system is a natural location for on-line pages and forums, where proposed solutions for urban problems can be presented, discussed, amended and approved, further stimulating changes in behaviour and allowing citizens to make an active contribution to city life. This feature makes such a system a powerful tool for local democratic participation. Additionally, the same framework can be used for different public services, allowing management costs to be optimized and enabling maximum scalability.

The indirect benefits of this kind of system include they way it gives citizens a greater sense of their role in the city life (monitoring, event signalling, service and environmental control) and thus help overcome sense of there being a powerful group of individuals whose complaints are listened to. Making residents feel more closely identified with the city in which they live could lead to improvements in certain aspects of public behaviour. In practical terms, the implementation of feedback systems of this kind introduces a control loop, external to both the service supply chain and the actual environmental control processes, thus potentially enabling useful cooperation between citizens and public service enterprises. The information gathered by the system could allow focused monitoring and the drawing up of priority lists for maintenance activities introducing citizens in the public service delivery process thus enhancing efficiency and improving the overall quality of service.

The information gathered by the system could allow focused monitoring and the drawing up of priority lists for maintenance activities introducing citizens in the public service delivery process thus enhancing efficiency and improving the overall quality of service

Although trials with systems enabling public feedback on services and participation in monitoring urban areas are still in the early stages, a number of factors can already be identified as being important to the success of schemes of this type. Firstly, although the system is designed to handle messages automatically, in addition to the development effort, adequate resources need to be set aside for website management, updating of forms, extension of processing procedures and development of back office interfaces. Secondly, although citizen participation in city monitoring allows both the handling of individual complaints and statistical monitoring to be implemented in the same framework, for convenience the two areas of functionality can be set up at different development stages and assessed separately. Thirdly, adequate promotion is needed (using both advertising and the educational system) in order to ensure the citizens’ trust and overcome the possible reservations of both local authorities and public service companies. To ease the process of introduction, this could be limited to selected groups of people. Finally, adequate security needs to be put in place to protect the system against malicious intent (although it is worth noting that as the same incident will probably be notified by many citizens a certain degree of intrinsic message redundancy is assured). Thus, above all the website supporting the system needs to be accessible, efficient, effective and reliable, and advanced website technology should be used for this purpose (including user-friendly multilingual interfaces, access control, dynamic forms handling, on line database management, expert systems and decision-support systems, etc.). The example of the CitySensor system currently under development in Rome is described in Box 2.

Box 2. Planned trial in Rome of the CitySensor system

To explore the applicability of systems enabling public feedback on services and participation in monitoring urban areas, and to raise the profile of such systems among actors responsible for city government or public services, a field trial has been designed and is due to be implemented in Rome.

The trial anticipates monitoring the status and smooth running of roads, cycle paths, parking areas, traffic, public transportation, urban cleaning, public lighting, environmental pollution, and the effectiveness of other public services (first aid and hospitals, post offices, schools, etc.).

All these items have been categorized in terms of the most significant incidents and properly formatted in order to be automatically collected and processed by CitySensor. By logging on to the dedicated web domain roma6tu.it, citizens will be able to perform a number of functions, including:

  • sending messages about hazards, breakdowns or other problems observed in the city environment or affecting public services (for this purpose the CitySensor offers a special form called an "Infocity" in addition to the traditional e-mail and photo channels);
  • sending "Infocity" messages automatically grouped in clusters by roma6tu directly to institutions, local authorities and public service companies;
  • verifying the rapidity and the quality of the maintenance service provided by the bodies responsible for city maintenance;
  • activating a democratic bottom-up process in which to discuss, amend and approve proposals concerning the town on issues genuinely shared by citizens;
  • answering questionnaires and inquiries proposed by roma6tu concerning public services and the city’s main problems.

Citizen infocities, once processed and analysed as a whole, will also be the basic source of both the roma6tu Archive, containing all "Infocity" messages, photos and e-mails sent by citizens to roma6tu and the roma6tu Environmental and Public Service Observatory, which will provide on-line statistics and reports on the most significant events in the city.

Conclusions

Demographic analysis indicates that as much as 80% of humanity may live in just a few dozen large conurbations by 2030-2050 and even Western countries will have to cope with continuous changes in environmental and social conditions in the large cities that can weaken the relationship between citizens and the town or city in which they live.

In this context, local policy-makers need better environmental and social monitoring systems in order to acquire a fuller knowledge of their city’s problems, contribute to a more effective and economic provision of collective public services, improve public behaviour in terms of respect for the environment, stimulate wider participation in local democracy and greater social cohesion.

In the framework of public participation in the government of towns or cities, the implementation of systems enabling public feedback on services and participation in monitoring urban areas, which combine citizens’ active participation with advanced Internet tools, represents a complementary strategy to give citizens a greater sense of their active role in city life.


Keywords

city public services, urban sensorial systems, participated towns, environmental and public services observatory, internet city site

References

Contacts

Ugo Mocci, ICT expert

Tel.: +39 670 47 50 16, e-mail: umocci@inwind.it

Giovanna Anselmi, ENEA/UDA/ADVISOR

Tel.: +39 636 27 28 01, e-mail: ganselmi@sede.enea.it

Panayotis Christidis, IPTS

Tel.: +34 95 448 84 93, fax: +34 95 448 82 79, e-mail: Panayotis.Christidis@jrc.es

About the authors